What are formative assessment techniques?

This Expert Recommendation provides a quick overview of formative assessment techniques from the Faculty Teaching Institute. Formative assessment is low-stakes, ongoing assessment to monitor students’ learning and give them feedback during instruction. Classroom assessment techniques (CATs) are classroom activities to quickly gauge student understanding.
The Universe of Formative Assessment Techniques
Classroom Assessment Techniques (CATs)
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Out-of-class Formative Assessments
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*Items with a * are repeated from the Universe of Student-Centered Learning Techniques. Most student-centered learning techniques are also formative assessments; here, we have listed some of the key ones.
Reflection Prompts for Students
Reflection entails considering past or present experiences, learning from the outcomes observed, and planning how to better approach similar situations in the future. Reflection supports metacognition; being aware and able to monitor your own learning.
Reflective prompts for students
These can be used as prompts within many of the formative assessment techniques listed on the first page, either for students to reflect individually or in small groups.
Writing starters:
- Today I learned…
- What helped me learn those things was…
- What I liked most about this lesson was…
- I might have gotten more from this lesson if….
- The most useful thing I will take from this lesson are…
- I was surprised by…
- One thing I’m not sure about is…
- My favorite part of class today was…
- The main thing I want to find out more about is…
- After this lesson I feel….
Questions on specific content or learning strategies:
- What are the learning strategies I am using in this course? How might they be adapted for more effective learning?
- What do I wish I had known before we covered topic X in class?
- What do I wish my instructor had known about me before we covered topic X in class?
- How did what I learned in class today connect with what I already knew?
- How comfortable did I feel in sharing my thinking in the group/class today?
- How did sharing my thinking help with my learning today?
- Did listening to other students in my group help my learning today? How?
- What is a mistake I made on this assignment? How do I want to think differently about it next time I encounter a similar problem?
- What were the main ideas from X?
- How does what I’m learning connect with my personal values?
- What questions do I have about X?
- What was most interesting about X? What would I like to learn more about?
- How have my ideas changed about X?
- What learning strategies am I currently using? What’s working well for me? What’s a new strategy I might like to try?
- What is advice I want to give my future self, e.g. when preparing for my next exam?
Classroom Assessment Techniques (in alphabetical order)
3-2-1 |
At the end of class, ask students to write down: (a) Three ideas/concepts reinforced; (b) Two new ideas or concepts; (c) One question they have. |
Background knowledge probe |
The instructor gives students a short online or in-person quiz to evaluate what students already know about material that is about to be covered. This can occur at the start of the term, or the start of a new topic. |
Color cards
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Provide each student with a set of three color-coded cards. Red means Stop, I need help; Green means Keep going, I understand; Yellow means Slow down, I’m a little confused. |
Defining features matrix
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Prepare a handout with a matrix of three columns and several rows. In two columns, there are two distinct concepts with potentially confusing similarities (e.g. force and momentum), and in the third list, the important characteristics of both concepts are given in no particular order. Students use the matrix to identify which characteristics belong to each concept. |
Entrance ticket / exit ticket
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Entrance ticket: The instructor asks a question at the start of a lesson, students write responses on index cards and hand them in. Exit ticket: Same as an entrance ticket, but at the end of the lesson. Example exit ticket: “What is the difference between mass and weight?” The instructor uses the responses to address student difficulties. |
Fishbowl |
Ask each student to write one issue or concept they want to be clarified on a card and drop it in a bowl as they enter class. During class, select cards from the bowl and clarify any issues or concepts from the card. |
Group work self-assessment |
After working in small groups, group members assess the outcome of that group work. One format is the “I-You-We” checklist; each student records something about their own contribution, the other group members’ contribution, and the quality of the work of the whole group. |
Instructor circulates during groups |
The instructor sets up students to have discussions on a topic in small groups and then moves around the room, listening in to student conversations to gauge students’ level of understanding and progress. |
Muddiest point paper |
Ask students to jot down a quick response to one question: “What was the muddiest point in [the lecture, discussion, homework assignment, film, etc.]?” The term “muddiest” means “most unclear.” |
One-sentence summary |
This activity asks students to synthesize information into a single sentence. Ask students to identify the who-what-when-where-why of something they read or did in preparation for class. |
Quiz |
A short set of questions to test students on material. Frequent, low-stakes quizzes support consistent student effort and give feedback on their learning. Quizzes can be in or outside class, individually or in groups. |
Red light / green light or thumbs up/down |
Provide students with a red and green index card for the semester. Students can then show the card before or during class sessions to indicate they are unprepared/prepared, confused/not confused, etc. For thumbs up/down, students give a thumbs up or thumbs down. |
Scratch-off quiz (individual or group) |
A form of in-class quiz where students scratch off their response to a multiple choice question on a scratch card. The correct answer is revealed on the card. Students score themselves based on how many times it takes them to get the correct answer. |
“What’s the principle?” |
This is useful in courses requiring problem-solving. After students figure out what type of problem they are dealing with, they often must decide what principle(s) to apply in order to solve the problem. This CAT provides students with a few problems and asks them to state the principle that best applies to each problem. |
Out-of-class Formative Assessments (in alphabetical order)
Exam wrapper
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After an exam, a student completes a short handout about their exam performance, including addressing instructor feedback and how they might adapt their future study strategies. Many examples online. |
Homework |
An assignment that students do outside of class to help students practice concepts, go deeper, or demonstrate their understanding. Homework is often done individually but can also be done in groups. Homework assignments should include problems similar to “Typical Test Questions” and identify these problems as such. |
Learning log / weekly reports |
Each student is asked to submit a short summary of their educational activities over the course of a week. These can include specific prompts for students to reflect on and/or summarize what they learned or accomplished each week during synchronous and/or asynchronous learning time and questions or feedback to share with the instructor. See “student reflective prompts” (above) for questions to use in learning logs. |
Practice exam |
This is a set of questions similar in type, length and format to an exam that students will take later. |
Pre-test |
The instructor gives students a short online or in-person quiz to evaluate what students already know about the material that is about to be covered. This can occur at the start of the term or the start of a new topic. |
Student self-assessment of learning gains (SALG) |
The SALG is an instrument that asks students to assess and report on their own learning, and on the degree to which specific aspects of the course have contributed to that learning. See SALG on PhysPort for information and a sample set of questions. |
This Expert Recommendation is based in part on D. Wiliam, Embedded Formative Assessment (Solution Tree Press, 2018), The Learning Accelerator, Weekly Learning Logs, Student Assessment of Learning Gain, Classroom Assessment Techniques (CAT) (University of Colorado Boulder), Classroom Assessment Techniques (CAT) (Iowa State University), Classroom Assessment Techniques (CAT) (Vanderbilt University), Hogan & V. Sathy, Inclusive Teaching: Strategies for promoting equity in the classroom (West Virginia University Press, 2022), Start-Stop-Continue Surveys (University of Georgia), P.C. Brown, H.L. Roediger III, & M.A. McDaniel, Make It Stick (Harvard Univeristy Press, 2014), and L. Strubbe, Reflecting on our teaching with gratitude and compassion (Teaching Made Visible, 2023).
This material is based upon work supported by the National Science Foundation under grants DUE-2141678, 2141745, 2141769, 2141795, and 2142045. Any opinions, findings, and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the National Science Foundation.